Design of compliance, regulatory and risk management systems
Governments make laws for compliance. Governments influence people and industries through regulations to benefit the overall community. The discipline of risk management is used to determine where best and how best to intervene. User-centred design helps to balance the management of risk with the facilitation of legitimate activity.
You are looking to:
- Ensure people comply with policy, legislation and regulations
- Optimise compliance within given resources
- Achieve consistent compliance across your organisation
- Administer new legislation
- Be more transparent and engaged with the community
- Define what compliance means to your organisation
- Make it as easy as possible for people to comply
We can help by:
- Understanding and mapping your compliance and regulatory landscape
- Applying leading compliance and regulatory theory to your unique situation
- Implementing our deep understanding of risk management and compliance theory with your practical applications
- Mapping the compliance experience of your staff and customers
- Designing viable compliance and regulatory systems
- Recommending improvements to your current compliance or regulatory system
What we have done:
- As an example, we worked with a federal government agency to develop their regulatory philosophy.
- We used a strong collaborative approach to engage industry, staff and government.
- We achieved a succinct exposition of the organisation’s approach to regulation, which had the support of all stakeholders
Examples of what we deliver:
- Representations of complex systems
- Compliance personas
- User pathways of the compliance experience
- Risk assessments
- Risk registers
- Models of system alternatives
- Compliance regulatory philosophy
- Comprehensive regulatory systems
- Risk management systems
- Risk control frameworks
- Compliance governance roles